Securities Post Trade Processing (SPTP)

A brief summary

Securities Post Trade Processing (SPTP)

What you will learn

Participants will understand the basic concepts of what happens in securities after the trade has been agreed. They will also gain a thorough knowledge of the recent and complex changes to the post trade environment, caused by the suite of regulatory changes sweeping the markets.

About Course:

Prerequisities: The Securities Processing Intensive (SPI)
Successful completion of the SPI with manager approvals for this course.

Completion of this course is required to take the: 
FX, MM and Derivatives Post Trading Processing (FXDPT)
 

The Securities Post Trade Processing will cover the following topics:

Module One

  • Pre Settlement
  • Clearning and Settlement
  • Settlement Instructions
  • Fails and Fails Managmeent
  • Securiteis Settlement in Europe and USA
  • Collateral Management
  • The Central Counterparty (CCP) for Securities Settlement

Module Two

  • The role of the Custodian
  • Corporate Actions
  • Coporate Action Types

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